Chief Compliance Officer
With over two decades’ experience in the asset management industry, I often think to myself how did I get here? It was a passion for excellence, a thirst for knowledge, a desire to be impactful, and a contagious love of life that led me down a path to BSW. As the Chief Compliance Officer, I oversee the firm’s compliance and risk management program. Having been in the industry prior to Dodd-Frank, I’ve grown professionally alongside the expansion of compliance as not just a “dust on the shelf manual”, but an industry itself. It is my belief that a strong compliance regime brings inherent value to an advisor and its clients.
When not in the office, I love experiencing life with my husband and three children, often through travel and seeking sand for our toes and an ocean breeze to calm our minds. I’m also the eternal hostess, enjoy cooking with my daughters, skiing, boating, practicing yoga, attending pure barre, and trying to keep up with my son in all things sports.
Education, Accreditation, Leadership and Service:
BA magna cum laude, Political Science and History, University of Colorado Boulder